Key stakeholders
List all responsibilities associated with the management of stakeholders e.g. regulators, other bank teams
Qualifications
Selection Criteria:
- Full time Bachelor’s degree, or AMAC Fund Qualification Certificate Holder.
- 1 year or above working experience in financial industry, acting in good faith and professional ethics. Have a good command of knowledge about wealth management sales activities related regulations
- Sound knowledge of financial products and services and banking procedures, equities markets, unit trusts and other personal investment services are preferred.
- Good investment counseling and analytical skills.
- Strong interpersonal and communication skills, ability to deal with all levels of people, often in complex and difficult situations.
- Team player who shows initiative and assertiveness.
- Self-motivator who is keen to upgrade, improve personal knowledge and skills to meet job requirements.
- Good command of both spoken and written English and Mandarin
职位要求：
- 全日制大学本科学历，或持有基金从业资格证书。
- 从事金融工作1年以上，具备良好的诚信记录及职业操守
- 熟悉理财业务活动及理财产品销售相关的法律法规
- 熟悉银行产品、服务、银行程序、股票市场、单位信托以及其它个人投资服务。
- 具备良好的投资咨询和分析技巧。
- 出色的人际关系能力和沟通能力，能在复杂场合应付自如。
- 具有团队意识，主动坚定。
- 有上进心，能自我激励，不断提高人际交流能力和技巧，以满足工作要求。
Other then above roles, job holder should follow other job duties and responsibilities assigned by line manager from time to time.
除上述工作职责外，员工应遵循直属经理随时指派的任何工作职责和任务。
Above key responsibilities and selection criteria are the major assessment to assess the staff if qualified during probation and competent after probation. Failing to satisfy any of the aforesaid requirements, or failing to pass the CPBB Essentialsor WM Introduction Certification, the employee will be deemed not meeting the recruitment requirement for passing probation, and the Bank is entitled to terminate the employee’s employment contract immediately. For employee which have passed the probation, failing to pass the CPBB Essentials or WM Introduction Certification will be taken as assessment basis for job incompetency.
以上的主要工作职责和岗位聘任要求是用于考核试用期是否符合录用条件和工作胜任与否的标准。倘若员工未能满足前述要求，或未能通过CPBB Essentials测试或理财产品介绍资格认证测试的，则该员工将被视为不符合试用期的录用条件，银行有权立即终止员工的劳动合同；对于已过试用期的员工，未能通过CPBB Essential测试或理财产品介绍资格认证测试的，将作为不胜任工作工作岗位的考核依据。
Before attend and pass the CPBB Essentials and WM Introduction Certification course, the employee should not perform any kind of business communication / engagement to customers.
对于还没有参与并通过CPBB Essential入职培训或理财产品介绍资格认证测试的员工, 禁止跟客户有任何业务上的交流。
Please note that the above will be reviewed during the Job Objective setting every year, which may be amended and agreed where necessary by the employee and the line manager.
请注意以上本工作描述将于每年制定年度工作目标时予以审核，如有必要将由直属经理和员工予以修订并达成一致。
In this document, Chinese version shall prevail over English version.
本文件若中英文表述不符，应该以中文为准。
Skills and Experience
Financial skills
- Analytical skills
