Strategy
Awareness and understanding of the Group, China, HK and GBA’s business strategy and execution of strategy.
Business
Awareness and understanding of the wider business, economic and market environment of Group, China, HK and GBA
Processes
Responsible for abiding by and executing related process
People & Talent
Lead through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners.
Risk Management
Thorough understanding of business, compliance, legal risks among other risks, and apply due diligence and risk management measures when conducting businesses
Governance
Full understanding and full execution of all regulatory, business and risk requirements and expectations
Regulatory & Business Conduct
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key stakeholders
- Branch manager
- Affluent RMs / BDEs
- Branch services
