Maintain solid function control in operations and systems, ensuring that the function’s day-to-day activities meet customer needs and comply with Bank, statutory as well as regulatory requirements.
保障职能部门运营和系统的隐健, 确保职能部门日常活动满足客户的需求并符合银行自身、法律及监管要求。
Exercise prudent risk management to minimize credit, operational & reputational risks at the function level (for existing and future risks).
通过审慎的风险管理实现职能部门信用、操作和声誉风险(包括已有风险和未来风险)的最小化。
Enhance the local profile of the Bank through effective relationship building with key external stakeholders (e.g. major customers, municipal government, local regulators etc.) and Corporate Social Responsibility activities in support of the development of the local community.
提升银行在当地的形象, 具体形式包括维持与监管机构及相关人士(如主要客户、市政府、当地监管机构等)的良好关系, 通过企业社会责任活动支持当地社区发展。
Ensure that effective people management is carried out in all areas of the function, including staff motivation, talent development, management succession, staff communication and the creation of a positive working environment in the function. Promote and reinforce appropriate behaviors, conduct and values amongst all staff.
确保全方位的有效人员管理, 包括调动员工积极性、人才发展、管理层承诺、员工沟通以及在职能部门创造良好的工作环境。 在所有员工中推广和强化适当的行为、操守和价值观。
The Function head also needs to discuss key business messages received from corporate channels, determine their applicability at the function level, cascade the information to the relevant staff in the function, and carry out local follow up actions as required.
职能部门负责人还需要讨论从公司渠道获取的关键业务信息, 决定其在职能部门的适用性, 将信息传达给职能部门内相关员工, 根据需要在本地采取跟进行动。
Key items are to be reported in branch governance report timely.
关键事项将按时通过分行治理报告上报。
Regulatory & Business Conduct
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Lead the [China/ RB Retail Banking/ Operation/ Collection Operational Support [team] to achieve the outcomes set out in the Bank’s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
